top of page
Writer's pictureKathryn Hauer, CFP®, EA

Financial Planning 101: 7 Steps to Meet Your Financial Goals

Updated: May 13



sign posts

It’s hard not to cover your ears and ignore the torrent of financial advice that’s out there. The incessant pressure to do this or that to get rich wears on people. Becoming widely wealthy may not be in the cards for everyone, but anyone can improve their financial situation by creating a financial plan. It doesn’t have to be an epic, daylong process where you account for every penny and important life moment — taking one or more basic steps can get you closer to a point where you meet your financial goals.


What is Financial Planning?

Financial planning is the process of setting goals, evaluating your current financial situation and developing strategies to achieve those goals. It involves examining your income, expenses, assets, liabilities, risk tolerance and time horizon to create a comprehensive plan for managing your finances effectively. Financial planning helps individuals and families make informed decisions about budgeting, saving, investing, managing debt, tax planning, retirement planning and estate planning.


Financial planning is not a one-time event but an ongoing process requiring periodic reviews and adjustments as circumstances change. It can involve working with financial professionals such as a certified financial professional (CFP) to develop a personalized plan tailored to your specific needs and goals. You can also do it yourself. By engaging in financial planning, you can increase your chances of achieving financial security, building wealth and enjoying a comfortable lifestyle during your working years and in retirement.


7 Steps in Financial Planning

Ready to get started? Here are some key steps in the financial planning process.

  1. Establish goals: The first step is to clearly define your short- and long-term financial goals. These may include saving for emergencies, buying a home, funding children's education, planning for retirement or building wealth.

  2. Gather financial data: Collect relevant financial information, including income sources, expenses, assets (bank accounts, investments, real estate), liabilities (loans, mortgages, credit card balances), insurance policies, tax returns and legal documents.

  3. Analyze your current situation: Assess your financial situation by evaluating your net worth, cash flow, risk tolerance and time horizon. This analysis helps identify strengths, weaknesses, opportunities and threats.

  4. Develop a plan: Based on your goals and situation, create a comprehensive financial plan. This process may involve strategies for budgeting, debt management, tax planning, investment planning, retirement planning, estate planning and risk management.

  5. Implement the plan: Put the financial plan into action by executing the recommended strategies. Actions may involve opening new accounts, adjusting investment portfolios, purchasing insurance or restructuring debt.

  6. Monitor and adjust: Financial planning is an ongoing process. Regularly monitor your progress and adjust the plan as needed to account for changes in your personal circumstances, financial situation or life events.

  7. Review and update: Conduct periodic reviews, typically annually or when significant life events occur (marriage, childbirth, job change, inheritance), to ensure your financial plan remains aligned with your evolving goals and circumstances.


Effective financial planning requires discipline and commitment to navigate the complexities of personal finance and achieve your desired financial outcomes.


Different Types of Financial Planning

Various aspects of financial planning exist to help you move forward. The list might seem overwhelming, but you don’t have to tackle all of them at once. 


Benefits of Financial Planning

Financial planning offers numerous advantages that can significantly improve an individual's or family's financial well-being and security. By proactively managing finances and creating a comprehensive plan, people can better achieve their goals, build wealth and prepare for the future. The benefits of financial planning include:


  • Clarity and organization: Financial planning helps bring clarity to your financial situation, allowing you to understand where you stand and where you want to go. It organizes your finances, making it easier to track progress and make informed decisions.

  • Goal achievement: With a well-defined plan, you are more likely to achieve your financial goals, whether it's saving for a down payment on a home, funding a child's education or building a comfortable retirement nest egg.

  • Efficient use of resources: Financial planning ensures that your resources, such as income and assets, are allocated effectively and aligned with your priorities, minimizing waste and maximizing the growth potential.

  • Risk management: A comprehensive financial plan addresses various risks, such as unexpected expenses, disability or premature death. It helps you implement strategies to mitigate these risks through awareness of your risk tolerance, insurance, emergency funds and other protective measures.

  • Tax efficiency: Financial planning considers tax implications and incorporates strategies to minimize tax liabilities, potentially saving you thousands of dollars over time.

  • Peace of mind: By having a solid financial plan in place, you can reduce stress and anxiety related to money matters, allowing you to focus on other important aspects of your life.

  • Financial independence: Effective financial planning puts you on the path to financial independence where you have the freedom to make choices based on your goals and values, rather than being constrained by financial limitations.

  • Legacy planning: Financial planning includes estate planning, ensuring that your assets are distributed according to your wishes and that your loved ones are provided for after you're gone.


With its numerous benefits, financial planning is a valuable investment in your financial future, helping you navigate life's challenges and opportunities with confidence and preparedness.


Meet Yourself Halfway With a Strong Financial Plan

You’ll earn a finite amount of money in your life. Committing to actions that help you maximize what you get is smart, and a financial plan that takes all aspects of money management into account is a great way to meet your financial goals. This article just touches the surface of how to create a financial plan that could work for you. Doing more research can help you gain the knowledge you need to achieve your financial goals.


First published by Benzinga


0 views0 comments

Comments


bottom of page